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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-01-04
TX RA APPROVED 2022-01-03
  • FL RA
    APPROVED
    Since 2022-01-04
  • TX RA
    APPROVED
    Since 2022-01-03

Branch Locations

Lake Wales, FL • United States

250 Avenue K Sw, Suite 106, Winter Haven, FL 33880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Allen & Company Of Florida,Inc. Winter Haven FL 08/2004 Present
Lpl Financial, Llc Winter Haven FL 08/2019 Present
  • 08/2004 → Present
    Allen & Company Of Florida,Inc.
    Winter Haven, FL
  • 08/2019 → Present
    Winter Haven, FL
Previous Registrations
  • 2019-11-23 → 2022-03-02
    Allen & Company Of Florida, Llc
    Winter Haven, FL
    Winter Haven, FL
  • 2006-09-05 → 2019-11-22
    Allen & Company Of Florida, Llc
    Winter Haven, FL
    Winter Haven, FL
  • 2001-05-09 → 2004-08-09
    Morgan Stanley Dw Inc.
    Winter Haven, FL
Other Businesses

1. 9/3/2019 - Allen & Company of Florida, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 9/3/2019 - Allen & Company - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 9/4/2019 - Star Lake Inc - Investment Related - Winter Haven FL 33884 - Real Estate Rental - Director - Start Date: 01/01/1965 - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1% - S corp, holds raw land and sometimes lease to cattle owner. 4. 9/4/2019 - No Business Name - Not Investment Related - Home Based - Other-Business Owner - 1 Hour Per Month/0 Hours During Securities Trading - Time Spent 1% - Owner/collector/seller of artwork. 5. 11/12/2024- Real Estate Rental- Owner- Investment Related - Lake Wales, FL- Start Date 10/01/2024- 4 Hours Per Month/ 0 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-06-06
  • S66 Uniform Combined State Law Examination
    2001-06-06
Other Names
  • Lorin David Bice
  • Lorin Bice

View on SEC IAPD

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