John Mark Spaeth

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley
  Tulsa, OK
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Tulsa, OK
• 2006-03-17 → 2007-04-02
  Morgan Stanley Dw Inc.
  Tulsa, OK
• 2003-07-01 → 2006-03-27
  Wells Fargo Clearing Services, Llc
  Tulsa, OK
• 2001-07-18 → 2003-07-01
  Prudential Equity Group, Llc
  Tulsa, OK

Other Businesses

*412402 - Roman Nose Properties, LLC; Investment related - Yes; Watonga, Oklahoma; Real Estate; Authorized Agent (proprietor, partner, officer, director, employee, trustee, agent); 08/2020; During business hours: 0; After business hours: 1; Administrative *534327 - H4 Farms, LLC; Investment related: Yes; Okeene, Oklahoma; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2023; During business hours: 0; After business hours: 12; Check Signing/Funds Disbursements, Property Management *572450- BOS Land & Cattle, LLC; Investment related: Yes; Okeene, Oklahoma; Agriculture; Partner (proprietor, partner, officer, director, employee, trustee, agent); 10/2023; During business hours: 0; After business hours: 1; Labor/Service

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-07
• S63 Uniform Securities Agent State Law Examination
  2001-05-16

Other Names

• John Mark Spaeth
• Mark Spaeth
• John M Spaeth
• John Mark Spaeth
• Mark Spaeth