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Current Employers
Provizr

777 E. Eisenhower Pkwy Suite 742, Ann Arbor, MI 48108 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-02-13
MI RA APPROVED 2016-10-25
  • NC RA
    APPROVED
    Since 2025-02-13
  • MI RA
    APPROVED
    Since 2016-10-25

Branch Locations

777 E. Eisenhower Pkwy Suite 742, Ann Arbor, MI 48108 • United States

Four Financial Management

777 E. Eisenhower Pkwy Suite 740, Ann Arbor, MI 48108 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2016-10-25
  • MI RA
    APPROVED
    Since 2016-10-25

Branch Locations

777 E. Eisenhower Pkwy Suite 740, Ann Arbor, MI 48108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Ann Arbor MI 11/2008 Present
Provizr Ann Arbor MI 09/2015 Present
Four Financial Management Ann Arbor MI 10/2016 Present
Previous Registrations
  • 2007-08-30 → 2008-11-25
    Ameriprise Advisor Services, Inc.
    Ann Arbor, MI
    Ann Arbor, MI
    Dearborn, MI
    Ann Arbor, MI
Other Businesses

(1) 01/11/2010: Four Financial Management - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) (2) 06/09/2014: MKBF, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor, MI 48108 - Start 08/01/2008 - 0 Hr/Mo (3) 09/03/2015: KBF, LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 5 Hour(s) During Securities Trading (4) 09/08/2015: Provizr - DBA for LPL Business (entity for LPL business) - Investment Related - 777 E. Eisenhower Pkwy., Suite 740, Ann Arbor MI 48108 - Start 09/01/2015 - 10 Hr/Mo; 8 Hour(s) During Securities Trading (5) 11/16/2015: Four Financial Tax Services - Tax Prep/Accounting/CPA - Investment Related - 777 E. Eisenhower Pkwy., Suite 740 Ann Arbor, MI 48108 - Start 11/01/2015 - 15 Hr/Mo; 5 Hour(s) During Securities Trading (6) 10/26/2016: Four Financial Management - Registered Investment Advisor Hybrid - DBA: (Hybrid)Four Financial Management - Investment Related - 777 E. Eisenhower Pkwy., Suite 740 Ann Arbor, MI 48108 - Start 07/25/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Four Financial Management, an independent investment advisor firm. I started this business activity on 10/26/16. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (7) 10/26/2016: Provizr - Registered Investment Advisor Hybrid - DBA: (HYBRID) Provizr - Investment Related - 777 E. Eisenhower Pkwy., Suite 740 Ann Arbor, MI 48108 - Start 07/25/2016 - 160 Hr/Mo; 160 Hour(s) During Securities Trading - I provide investment advisory services through Provizr, an independent investment advisor firm. I started this business activity in October 2016. I expect to spend approximately 160 hours per month] on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 8) 01/30/2025 - Rose Laundry Northville LLC - Not Investment Related - Business Owner - RoadNorthville, MI -Start Date:02/28/2025 - 5 Hrs/Mth - 0 Hrs During Trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-08-28
S65 Uniform Investment Adviser Law Examination 2001-09-10
S63 Uniform Securities Agent State Law Examination 2001-03-29
  • S66 Uniform Combined State Law Examination
    2007-08-28
  • S65 Uniform Investment Adviser Law Examination
    2001-09-10
  • S63 Uniform Securities Agent State Law Examination
    2001-03-29

View on SEC IAPD

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