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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2002-05-17
FL RA APPROVED 2001-05-17
  • TX RA
    APPROVED_RES
    Since 2002-05-17
  • FL RA
    APPROVED
    Since 2001-05-17

Branch Locations

101 East Kennedy Boulevard, Suite 1800, Tampa, FL 33602 • United States

100 South Ashley Drive Suite 1800, Tampa, FL 33602 • United States

Dade City, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Tampa FL 03/2001 Present
Other Businesses

Dade City Rotary / 14150 6th St. Dade City,Florida 33523 / Charity/ Charity / Rotary is a service organization / Member of Board of directors / A variety of functions, fundraiser events, giving out blankets and food to those in need, cleaning up streets of litter, etc. / Start Date 5/21/2019

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-25
  • S66 Uniform Combined State Law Examination
    2001-05-25

View on SEC IAPD

Other Firms

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Other Offices

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