Best Investors Account Sign in

Humberto Lopez

Allaria Asset Management, LLC

Miami, FL

Claim This Profile
Current Employers
Allaria Asset Management, Llc

1110 Brickell Avenue Suite 603, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2021-07-22
  • FL RA
    APPROVED
    Since 2021-07-22

Branch Locations

1110 Brickell Avenue Suite 603, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc W. Palm Beach FL 05/2015 06/2021
The Prudential Insurance Company Of America W Palm Beach FL 05/2015 06/2021
Allaria Securities, Llc Miami FL 07/2021 Present
  • 05/2015 → 06/2021
    Pruco Securities, Llc
    W. Palm Beach, FL
  • 05/2015 → 06/2021
    The Prudential Insurance Company Of America
    W Palm Beach, FL
  • 07/2021 → Present
    Allaria Securities, Llc
    Miami, FL
Previous Registrations
  • 2017-05-08 → 2021-07-13
    Pruco Securities, Llc.
    West Palm Beach, FL
  • 2009-08-28 → 2010-02-01
    Nfsg Corporation
    Boca Raton, FL
  • 2008-06-12 → 2009-03-23
    Stanford Group Company
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-11
S63 Uniform Securities Agent State Law Examination 2001-04-26
  • S66 Uniform Combined State Law Examination
    2017-04-11
  • S63 Uniform Securities Agent State Law Examination
    2001-04-26

View on SEC IAPD

Other Firms

HOLLANDER ASSET MANAGEMENT LLC
GFG CAPITAL
XP ADVISORY US, INC.
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP.
PILOTAI WEALTH
ARKHE WEALTH MANAGEMENT
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP

Other Investors

BIANCA MIA HOLLANDER PONTES
CARLOS HOLLANDER
EDUARDO NMN GRUENER
Cesar Florido Filho
Caio Henrique Costa Bello
FELIPE VIANNA GROSSO
ANA CAROLINA DA ROCHA CHEDE
BRUNA GOMES ZANARDI

Other Offices

HOLLANDER ASSET MANAGEMENT LLC · MIAMI, FL
GFG CAPITAL · MIAMI, FL
XP ADVISORY US, INC. · MIAMI, FL
ESCHATON OPPORTUNITIES FUND MANAGEMENT LP · MIAMI, FL
EFG PRIVATE WEALTH MANAGEMENT (AMERICAS) CORP. · MIAMI, FL
PILOTAI WEALTH · MIAMI, FL
ARKHE WEALTH MANAGEMENT · MIAMI, FL
SAMUEL & ASSOCIATES INVESTMENT MANAGEMENT LP · MIAMI, FL

More in Miami, FL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor