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Dillon D Fong

Wells Fargo Clearing Services, LLC

Los Angeles, CA

El Segundo, CA

CRD 4365422

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-03-08
NJ RA APPROVED 2017-02-07
CA RA APPROVED 2014-04-11
  • TX RA
    APPROVED_RES
    Since 2018-03-08
  • NJ RA
    APPROVED
    Since 2017-02-07
  • CA RA
    APPROVED
    Since 2014-04-11

Branch Locations

10920 Wilshire Blvd, Los Angeles, CA 90024 • United States

2141 Rosecrans Ave Ste 4100 [Lg/Lb-Rbo], El Segundo, CA 90245 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Beverly Hills CA 04/2014 11/2016
Wells Fargo Clearing Services, Llc Beverly Hills CA 11/2016 Present
Previous Registrations
Other Businesses

TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; WEST COVINA, CA; START DATE 1/2018; 0 HRS PER MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-12-24
S63 Uniform Securities Agent State Law Examination 2002-01-11
  • S66 Uniform Combined State Law Examination
    2007-12-24
  • S63 Uniform Securities Agent State Law Examination
    2002-01-11

View on SEC IAPD

Nearby Firms

POST ADVISORY GROUP, LLC
WESTMOUNT PARTNERS, LLC
GIDEON CAPITAL, LLC

Nearby Investors

TERRENCE MICHAEL DEMOREST
DIMITRI JIMMY KRIKELAS
CHRISTOPHER MILES WERNER

Nearby Offices

POST ADVISORY GROUP, LLC · LOS ANGELES, CA
WESTMOUNT PARTNERS, LLC · LOS ANGELES, CA
GIDEON CAPITAL, LLC · LOS ANGELES, CA

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