Jason Landry Braatz

Employer firm

Pine Valley Investments CRD 173995

$2.67B regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2012 → 06/2023
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mt. Laurel, NJ
• 02/2013 → 06/2023
  Bank Of America, N.A
  Mount Laurel, NJ
• 07/2023 → Present
  Pine Valley Investments
  Marlton, NJ
• 07/2023 → Present
  J. Alden Associates, Inc.
  Wayne, PA

Previous Registrations

• 2012-11-30 → 2023-07-05
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Mount Laurel, NJ
  Medford, NJ
• 2009-06-01 → 2012-12-17
  Morgan Stanley
  Mount Laurel, NJ
• 2004-10-22 → 2009-06-01
  Citigroup Global Markets Inc.
  Mount Laurel, NJ
  Mt. Laurel, NJ
• 2002-05-28 → 2004-10-26
  Morgan Stanley Dw Inc.
  Mount Laurel, NJ

Other Businesses

Braatz Wealth Advisors LLC - 7/1/2023 - personal holding company

Exams

• S66 Uniform Combined State Law Examination
  2001-08-10

Designations

• Certified Financial Planner