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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2025-02-21 |
Branch Locations
3414 Peachtree Road Ne Suite 1100A, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 07/2018 | 05/2019 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 07/2018 | 05/2019 |
| Unemployed | Irvine | CA | 05/2016 | 05/2017 |
| Jackson Financial Management | Costa Mesa | CA | 05/2017 | 11/2017 |
| Unemployed | Irvine | CA | 11/2017 | 04/2018 |
| Unemployed | Alpharetta | GA | 04/2018 | 07/2018 |
| Voya Investment Management | Atlanta | GA | 06/2019 | 04/2023 |
| Voya Investments Distributor, Llc | Windsor | CT | 10/2020 | 04/2023 |
| Unemployed | Alpharetta | GA | 04/2023 | 07/2023 |
| Dbs Investment Advisers, Llc | Bay City | MI | 12/2024 | 02/2025 |
| Self-Employed | Alpharetta | GA | 07/2023 | Present |
| Wells Fargo Advisors Financial Network, Llc | Atlanta | GA | 02/2025 | Present |
PEACE SISTER; NOT INV RELATED; PASADENA, CA; EDUCATE YOUNG GIRLS IN TOGO; FINANCIAL COMPLIANCE OFFICER; START DATE 05/14/2025; 20 HOURS PER MONTH; 0 HOURS DURING TRADING| FELINE FINDS: CAT TOYS THE ARTISAN BASKET: GIFT BASKETS ; NOT INV RELATED; CHAMBLEE, GA; CAT TOYS SELLING BIZ;100% OWNERSHIP; START DATE: 10/13/2025; 35 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-23 |
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