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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-10-25
FL RA APPROVED 2009-06-23
  • TX RA
    APPROVED_RES
    Since 2013-10-25
  • FL RA
    APPROVED
    Since 2009-06-23

Branch Locations

9000 Southside Blvd Central Business Review Unit, Jacksonville, FL 32256 • United States

Saint Johns, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Jacksonville FL 01/2001 Present
Other Businesses

I*1200422, Entity Type: Entity For Profit,Entity Publicly Traded, Name of OBA: Door Dash, Address: San Francisco, California, 94107, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 03/01/2023, No Hours: 5 Weekly, No Hours during Trading: 3 Weekly, Duties: Deliver food from restaurants to the people who order it during my lunch hour as well as weekends.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-19
S63 Uniform Securities Agent State Law Examination 2001-08-03
  • S66 Uniform Combined State Law Examination
    2009-03-19
  • S63 Uniform Securities Agent State Law Examination
    2001-08-03

View on SEC IAPD

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