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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-20 |
Branch Locations
750 Town And Country Blvd Suite 400, Houston, TX 77024 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| American United Life | Indianapolis | IN | 04/2008 | 10/2020 |
| Oneamerica Securities | Indianapolis | IN | 04/2008 | 10/2020 |
| Lpl Financial, Llc | Houston | TX | 10/2020 | 12/2022 |
| Global Retirement Partners, Llc | Houston | TX | 10/2020 | 12/2023 |
| Lincoln Financial Distributors | Radnor | PA | 01/2024 | 05/2025 |
| Ubs Financial Services Inc. | Houston | TX | 03/2026 | Present |
| Lekker Eten Inc. | Houston | TX | 05/2025 | 03/2026 |
Rental Property in the Netherlands Start 7/4/2020 Rental income <5 hours/month Not investment Related Lekker Eten, Inc dba DeeLeon's Fine Dining non-investment related 417 Rusk Ave, Wells, TX 75976 Restaurant Owner/Director of Lekker Eten, Inc. created 04/2025 10 hours/month Tax and payroll submissions, Transatlantic Wine Traders non investment related Bergse Linker Rottekade 310, Rotterdam, 3056LL, The Netherlands wine distribution business My position is financial only, I own 10% of the company but don't participate in any operations or decision making Limited Partner-started in 2025 Spend 0 hours on it, no duties Ons Huis Terbregge,,Netherlands,Real Estate,Rental property in Air BnB,Proprietor / owner,my wife and I respond to Air BnB requests for stays, Start date -7/15/2020
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-03-04 |
| S63 | Uniform Securities Agent State Law Examination | 2001-06-19 |
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