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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2007-03-22 |
Branch Locations
10101 Reunion Pl One Union Square-Ste 300, San Antonio, TX 78216-4157 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Ins. Co. | San Antonio | TX | 01/2000 | Present |
| Mml Investors Services, Inc. | San Antonio | TX | 04/2000 | Present |
(1)Name: Donovan Fikes Inv rel: Y Add: 10101 Reunion Place Ste 300 San Antonio, TX 78216 Nature: Ind Life Ins, Health Ins, Grp Life Ins, Grp Health Ins Position: Sales/Agent Start date: 01/10/2000 No. HR/MO: 1 No. HR/MO during sec trading: 1 (2)Name: Donovan Fikes Inv rel: N Add: Residential Address Nature/Position: Consulting on SCI life issues based on 24 years of experience as a quadriplegic. Start date: 8/2015 No. HR/MO: 3 No. HR/MO during sec trading: 0 (3) Name: Fikes Financial Group LLC Inv rel: Y Add: 10101 Reunion Place Suite 300 San Antonio TX 78216 Nature: DBA used for IAR business Position: Financial Planner Start date: 10/06/2022 No. HR/MO: 160. No. HR/MO during sec trading: 8. Describe duties: All IAR related business activities
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-03-12 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-18 |
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