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Current Employers
Associated Investment Services, Inc.

433 Main Street, Green Bay, WI 54301-5114 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2025-07-25
  • MN RA
    APPROVED
    Since 2025-07-25

Branch Locations

202 Snelling Avenue North, St. Paul, MN 55104 • United States

200 N. Adams Street, Green Bay, WI 54301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Apple Valley MN 10/2013 05/2017
Wells Fargo Advisors Llc Apple Valley MN 10/2013 11/2016
Wells Fargo Clearing Services, Llc Apple Valley MN 11/2016 05/2017
Bmo Harris Bank Edina MN 05/2017 07/2017
Wells Fargo Bank, Na Apple Valley MN 06/2017 07/2018
Wells Fargo Clearing Services, Llc Apple Valley MN 07/2017 07/2018
Bancwest Investment Services, Inc. Minneapolis MN 08/2018 06/2021
Bank Of The West Minneapolis MN 08/2018 06/2021
Fidelity Investments Saint Paul MN 06/2021 09/2023
Associated Bank, N.A. St. Louis Park MN 09/2023 Present
Associated Investment Services, Inc. Green Bay WI 07/2025 Present
  • 10/2013 → 05/2017
    Wells Fargo Bank Na
    Apple Valley, MN
  • 10/2013 → 11/2016
    Wells Fargo Advisors Llc
    Apple Valley, MN
  • 11/2016 → 05/2017
    Apple Valley, MN
  • 05/2017 → 07/2017
    Bmo Harris Bank
    Edina, MN
  • 06/2017 → 07/2018
    Wells Fargo Bank, Na
    Apple Valley, MN
  • 07/2017 → 07/2018
    Apple Valley, MN
  • 08/2018 → 06/2021
    Bancwest Investment Services, Inc.
    Minneapolis, MN
  • 08/2018 → 06/2021
    Bank Of The West
    Minneapolis, MN
  • 06/2021 → 09/2023
    Fidelity Investments
    Saint Paul, MN
  • 09/2023 → Present
    Associated Bank, N.A.
    St. Louis Park, MN
  • 07/2025 → Present
    Green Bay, WI
Previous Registrations
  • 2021-08-06 → 2023-09-12
    Fidelity Personal And Workplace Advisors
    Westlake, TX
  • 2018-08-09 → 2021-06-14
    Bancwest Investment Services, Inc.
    Ramsey, MN
    Blaine, MN
    Spooner, WI
    Decorah, IA
    Mabel, MN
    Caledonia, MN
    Minneapolis, MN
  • 2017-07-20 → 2018-07-31
    Minneapolis, MN
    Apple Valley, MN
    Wayzata, MN
  • 2017-05-23 → 2017-07-11
    Bmo Harris Financial Advisors, Inc.
    Edina, MN
  • 2014-01-22 → 2017-06-01
    Apple Valley, MN
    Minneapolis, MN
    Wayzata, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-02-04
  • S66 Uniform Combined State Law Examination
    2014-02-04
Other Names
  • John Alfred Mathison
  • John Mathison

View on SEC IAPD

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