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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AK | RA | APPROVED | 2021-07-21 |
| CA | RA | APPROVED | 2021-07-21 |
| FL | RA | APPROVED | 2021-07-21 |
| ID | RA | APPROVED | 2021-07-21 |
| MD | RA | APPROVED | 2021-07-21 |
| MI | RA | APPROVED | 2021-07-21 |
| MO | RA | APPROVED | 2021-07-21 |
| NV | RA | APPROVED | 2021-07-21 |
| OH | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED | 2021-07-21 |
| UT | RA | APPROVED | 2021-07-21 |
| VA | RA | APPROVED | 2021-07-21 |
| WA | RA | APPROVED | 2021-07-21 |
| WY | RA | APPROVED | 2021-07-21 |
Branch Locations
1776 W March Lane Ste 310, Stockton, CA 95207 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc. | Stockton | CA | 03/2001 | 07/2021 |
| Various Insurance Carriers For W & R Insurance Agencies | Tracy | CA | 07/2001 | 07/2021 |
| Lds Church | Tracy | CA | 12/2010 | 10/2016 |
| West High School | Tracy | CA | 04/2017 | 10/2020 |
| Stroup & Silcox Group, Inc. | Stockton | CA | 04/2018 | 07/2021 |
| Tracy Unified School District | Tracy | CA | 01/2019 | 12/2020 |
| Tracy Unified School District | Tracy | CA | 08/2018 | 11/2018 |
| Boys & Girls Club Of Tracy | Tracy | CA | 12/2019 | 07/2021 |
| Boys & Girls Club Of Tracy | Tracy | CA | 11/2019 | 07/2021 |
| Lpl Financial Llc | Stockton | CA | 07/2021 | Present |
1) 7/2021 - DBA for LPL Business (entity for LPL business) - Pathway Financial - Investment Related - STOCKTON, CA 95207 2) 4/2019 - DBA for LPL Business (entity for LPL business) - Stroup & Silcox Group, Inc - Investment Related - STOCKTON, CA 95207 3) 09/21/2022 - Silky Investments LLC -Investment Related- Home Based - Real Estate Rental- Start Date- 9/26/2022- 0 Hours Per Month/ 0 Hours During Securities Trading 4) 12/20/2023 - Tracy Unified School District - Non-Investment Related - Tracy, CA - Non-Profit Board Member - Started: 11/22/2022 - 5 Hrs/Mo; 0 Hrs During trading. 5) 04/16/2026 - Silky Investment SGU LLC - Real Estate Rental - Investment Related - St. George, UT - Start Date 04/17/2026 - 3 hours per month/ 1 hour during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-11 |
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