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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2005-04-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 04/2005 | Present |
1. Fixed insurance sales; As of 4/29/2005; 5% time spent during business hours; Conducted at branch location; Investment related. 2. Co-owner, Prosperity, LLC; a private entity established to facilitate securities, advisory, and insurance business; Located at address; as of 04/29/2005; 5% time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-06-28 |
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