Mary Aggarwal

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2011 → 11/2016
  Wells Fargo Advisors Llc
  Beverly Hills, CA
• 02/2011 → 11/2016
  Wells Fargo Bank, N.A.
  Beverly Hills, CA
• 11/2016 → 07/2018
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA
• 09/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boston, MA
• 08/2018 → 09/2020
  Platinum Care La
  Santa Monica, MA
• 08/2018 → 11/2021
  Platinum Medical Group
  Los Angeles, MA
• 09/2020 → 09/2022
  Unemployed
  Newton, MA

Previous Registrations

• 2011-05-19 → 2018-07-09
  Wells Fargo Clearing Services, Llc
  Minneapolis, MN
  Beverly Hills, CA
  Charlotte, NC
  Minneapolis, MN
• 2009-10-23 → 2011-03-01
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Los Angeles, CA
  Beverly Hills, CA
• 2002-01-16 → 2009-10-23
  Banc Of America Investment Services, Inc.
  Beverly Hills, CA
  Los Angeles, CA
  Beverly Hills, CA

Other Businesses

Aggarwal John Family Trust, Co Trustee, Personal Trust, not investment related, 1-2 non work hours and 0 during security trading hrs. Address: Newton, MA 024592. I*1020277For profit or not for profit: Entity For Profit Name of outside business organization: Mavi LLC Investment related: N Address of business: Los Angeles, California, 02459 Nature of business: LLC Position, title, association: General Partner/Managing Member, Start date of relationship: 1/9/2021Number of hours devoted: 1 hour(s) Yearly Number of hours devoted during trading hours: 1Duties: , Rental property I*4669267 Entity Type: Entity Charitable Name of OBA: Cambridge Coummunity Foundation Address: Cambridge, Massachusetts, 02139 Investment Related: No Position, Title, Association: Committee Employee Start Date: 06/15/2026 Number of Hours: 10, Yearly Number of Hours during trading: 10, Yearly Duties: The Cambridge Community Foundation's mission is to make good on making good. They have pledged themselves to making economic mobility attainable, social cohesion achievable, and collective action possible. The Cambridge Community Foundation¿s Professional Advisors Council (PAC) is a group of investment, tax, and estate planning professionals who offer their expertise to the Cambridge Community Foundation¿s work with the greater Cambridge community. Each member is asked to participate actively in the Professional Associates Council by contributing ideas for CCF¿s ongoing work with donors and the community and by providing introductions and connections. Members commit to attending three morning meetings annually. Additionally, the Foundation holds events with content tailored to the professional advising community and typically take place twice a year ¿ in the fall and the spring. Members' attendance at these events are not required, but we appreciate their support to bring visibility to the event by sharing the event through social media via email.All members are listed in the Annual Report and on the Foundation's website.

Exams

• S66 Uniform Combined State Law Examination
  2023-03-27

Other Names

• Mary Florence John
• Mary Florence Aggarwal