Robert La Grace

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2010 → 04/2021
  Rental Property
  Visalia, CA
• 10/2012 → 04/2021
  J.P. Morgan Securities Llc
  Dallas, TX
• 04/2021 → Present
  Ameriprise Financial Services Llc
  Dallas, TX

Previous Registrations

• 2012-10-01 → 2021-05-12
  J.P. Morgan Securities Llc
  Dallas, TX
  Dallas, TX
• 2008-06-27 → 2012-10-01
  Chase Investment Services Corp.
  Dallas, TX
  Dallas, TX

Other Businesses

Business Ownership; Black Heart Holdings LLC; Co-owner; This will be a franchise owned and opertated by myself and my spouse. The business will own a national chain sub sandwich business. ; 1526 Valor way, , Lucas, TX, 75098; Not Investment-Related; 03/01/2025; 1 to 9 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2001-05-03

Other Names

• Robert Joseph La Grace