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M Luisa Ehrig

LPl Financial LLC

Houston, TX

CRD 3273811

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-14
  • TX RA
    APPROVED
    Since 2016-04-14

Branch Locations

9525 Katy Fwy, Ste 315, Houston, TX 77024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Houston TX 04/2016 Present
Previous Registrations
Other Businesses

1. 04/14/2016 - WALLSTREET TEXAS/ NON-VARIABLE INSURANCE/ 10%/ HOUSTON, TX 2. 04/14/2016 - WALLSTREET TEXAS/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ HOUSTON, TX

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-02-19
S63 Uniform Securities Agent State Law Examination 1999-10-14
  • S66 Uniform Combined State Law Examination
    2007-02-19
  • S63 Uniform Securities Agent State Law Examination
    1999-10-14
Other Names
  • Maria Luisa Ehrig

View on SEC IAPD

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