Best Investors Account Sign in
Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
WA RA APPROVED 2022-08-18
  • WA RA
    APPROVED
    Since 2022-08-18

Branch Locations

Fox Island, WA • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fox Island WA 08/2011 08/2018
Hawkins - Poe Fircrest WA 09/2018 07/2020
Principal Securities Inc Seattle WA 09/2020 12/2020
Principal Life Insurance Company Seattle WA 09/2020 12/2020
Unemployed Fox Island WA 01/2021 07/2021
J.P. Morgan Securities Llc Vashon WA 08/2021 07/2022
Jp Morgan Chase Bank, N.A. Vashon WA 08/2021 07/2022
Unemployed Fox Island WA 08/2020 08/2020
Empower Financial Services, Inc Greenwood Village CO 08/2022 Present
Empower Advisory Group, Llc Greenwood Village CO 08/2022 Present
  • 08/2011 → 08/2018
    Unemployed
    Fox Island, WA
  • 09/2018 → 07/2020
    Hawkins - Poe
    Fircrest, WA
  • 09/2020 → 12/2020
    Principal Securities Inc
    Seattle, WA
  • 09/2020 → 12/2020
    Principal Life Insurance Company
    Seattle, WA
  • 01/2021 → 07/2021
    Unemployed
    Fox Island, WA
  • 08/2021 → 07/2022
    Vashon, WA
  • 08/2021 → 07/2022
    Jp Morgan Chase Bank, N.A.
    Vashon, WA
  • 08/2020 → 08/2020
    Unemployed
    Fox Island, WA
  • 08/2022 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 08/2022 → Present
    Greenwood Village, CO
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-19
  • S66 Uniform Combined State Law Examination
    2021-02-19
Other Names
  • Christina M Tobias
  • Christina M Maddock
  • Christina Tobias Maddock

View on SEC IAPD

More in Fox Island, WA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor