Roger D Sims

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2001 → Present
  New York Life Insurance Company
  Greensboro, NC
• 09/2015 → 12/2019
  Pinnacle Wealth Strategies, Llc
  Clemmons, NC
• 11/2024 → Present
  Eagle Strategies Llc
  High Point, NC
• 05/2001 → Present
  Nylife Securities, Llc
  High Point, NC

Other Businesses

[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; START DATE 12/2003] [NAIFA - NC; NATIONAL ASSOCIATION OF INSURANCE AND FINANCIAL ADVISORS; STATE BOARD MEMBER NAIFA-NC; 4600 PARK ROAD, SUITE 303 CHARLOTTE, NC 28209; START DATE 06/2014; ROLE/TITLE: BOARD MEMBER; INVESTMENT RELATED; 6 HOURS PER MONTH; 4 HOURS PER MONTH DURING SECURITIES TRADING HOURS; COMPENSATION: NONE][NAIFA National Membership Co-Chair; Serve National Association of Insurance and Financial Advisors as national Membership Committee Co-Chair, overseeing strategic initiatives, committee activities, and collaborations aimed at increasing membership growth, retention, and engagement.; 1000 Wilson Boulevard, Suite 1890 Arlington, VA 22209; Start Date 01/2025; Role/Title: Volunteer; Not Investment Related; 6 hours per month; 4 hours per month during securities trading hours; leadership and strategy][World Ninja League Championships; Staffing Coordinator - Coordinate staff of 125, making sure all roles are filled for the duration of the competition.; World Ninja League 710 Park Ave. Hainesport, NJ 08036; Start Date 06/2025; Role/Title: Independent Contractor; Not Investment Related; 100 hours per month; 45 hours per month during securities trading hours][World Ninja League ; Staffing Coordinator - Coordinate staff for Regional Championships and World Championships, making sure all roles are filled for the duration of the competitions.; World Ninja League 710 Park Ave. Hainseport, NJ 08036; Start Date 02/2026; Role/Title: Independent Contractor; Not Investment Related; 30 hours per month; 10 hours per month during securities trading hours]

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-11-07
• S63 Uniform Securities Agent State Law Examination
  2001-05-18