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Current Employers
Park Avenue Securities Llc

10 Hudson Yards, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2026-07-09
AZ RA APPROVED 2022-10-14
CT RA APPROVED 2022-09-27
NV RA APPROVED 2022-09-22
MN RA APPROVED 2022-09-16
TX RA APPROVED_RES 2022-09-14
DE RA APPROVED 2022-03-16
IL RA APPROVED 2022-03-08
SC RA APPROVED 2022-03-03
NY RA APPROVED 2021-04-16
CO RA APPROVED 2019-08-19
NC RA APPROVED 2019-08-02
CA RA APPROVED 2017-12-15
ME RA APPROVED 2014-07-09
FL RA APPROVED 2013-04-29
WA RA APPROVED 2012-05-01
DC RA APPROVED 2011-10-17
MD RA APPROVED 2011-10-14
PA RA APPROVED 2011-04-11
VA RA APPROVED 2005-09-02
  • NJ RA
    APPROVED
    Since 2026-07-09
  • AZ RA
    APPROVED
    Since 2022-10-14
  • CT RA
    APPROVED
    Since 2022-09-27
  • NV RA
    APPROVED
    Since 2022-09-22
  • MN RA
    APPROVED
    Since 2022-09-16
  • TX RA
    APPROVED_RES
    Since 2022-09-14
  • DE RA
    APPROVED
    Since 2022-03-16
  • IL RA
    APPROVED
    Since 2022-03-08
  • SC RA
    APPROVED
    Since 2022-03-03
  • NY RA
    APPROVED
    Since 2021-04-16
  • CO RA
    APPROVED
    Since 2019-08-19
  • NC RA
    APPROVED
    Since 2019-08-02
  • CA RA
    APPROVED
    Since 2017-12-15
  • ME RA
    APPROVED
    Since 2014-07-09
  • FL RA
    APPROVED
    Since 2013-04-29
  • WA RA
    APPROVED
    Since 2012-05-01
  • DC RA
    APPROVED
    Since 2011-10-17
  • MD RA
    APPROVED
    Since 2011-10-14
  • PA RA
    APPROVED
    Since 2011-04-11
  • VA RA
    APPROVED
    Since 2005-09-02

Branch Locations

11600 Sunrise Valley Drive Suite 100, Reston, VA 20191 • United States

Leesburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kenneth Shall-Independent Insurance Agent Leesburg VA 02/2001 Present
Guardian Life Insurance Reston VA 08/2016 Present
Park Avenue Securities Reston VA 08/2016 Present
Guardian Life Insurance Company Leesburg VA 06/2024 Present
Park Avenue Securities Leesburg VA 06/2024 Present
  • 02/2001 → Present
    Kenneth Shall-Independent Insurance Agent
    Leesburg, VA
  • 08/2016 → Present
    Guardian Life Insurance
    Reston, VA
  • 08/2016 → Present
    Park Avenue Securities
    Reston, VA
  • 06/2024 → Present
    Guardian Life Insurance Company
    Leesburg, VA
  • 06/2024 → Present
    Park Avenue Securities
    Leesburg, VA
Other Businesses

1. Other Life and Health Companies, Outside sales through other life insurance companies, Start: 04/01/2007, Address: 12110 Sunset Hills Rd #340 Reston VA 20190, 2 non bus hrs per month, Investment related, 2. Notary, Start: 10/28/2024, Address: 19101 Quiver Ridge Leesburg VA 20176, 1 total hour per month; 1 hour during securities trading, Not Investment Related, No Annual Compensation,

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-07-13
S63 Uniform Securities Agent State Law Examination 2001-06-27
  • S65 Uniform Investment Adviser Law Examination
    2005-07-13
  • S63 Uniform Securities Agent State Law Examination
    2001-06-27
Designations
Other Names
  • Ken H Shall
  • Ken H Shall
  • Kenneth H Shall

View on SEC IAPD

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