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David Owen Hellewell

Charles Schwab & Co., Inc.

Oxnard, CA

Santa Barbara, CA

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-01-02
CA RA APPROVED 2009-09-14
  • TX RA
    APPROVED_RES
    Since 2019-01-02
  • CA RA
    APPROVED
    Since 2009-09-14

Branch Locations

300 E. Esplanade Dr. Suite 2000, Oxnard, CA 93036 • United States

900 Chapala St. Suite 100, Santa Barbara, CA 93101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Santa Barbara CA 08/2009 Present
Charles Schwab Bank Santa Barbara CA 08/2009 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-10-08
S63 Uniform Securities Agent State Law Examination 2001-05-16
  • S66 Uniform Combined State Law Examination
    2004-10-08
  • S63 Uniform Securities Agent State Law Examination
    2001-05-16
Other Names
  • David Hellewell

View on SEC IAPD

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Other Offices

OSAIC WEALTH, INC. · Oxnard, CA
HARDWORKING CAPITAL ADVISORS, LLC · Oxnard, CA
EDWARD JONES · Oxnard, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OXNARD, CA
COMMONWEALTH FINANCIAL NETWORK · Oxnard, CA
WELLS FARGO CLEARING SERVICES, LLC · OXNARD, CA
LPL FINANCIAL LLC · OXNARD, CA
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