Arthur E Daube

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2001 → 08/2022
  Guardian Life Insurance Company
  Lancaster, PA
• 02/2001 → 08/2022
  Park Avenue Securities Llc
  Lancaster, PA
• 04/2022 → Present
  Massmutual Life Insurance Co
  Wilkes-Barre, PA
• 08/2022 → Present
  Mml Investors Services, Llc
  Wilkes-Barre, PA

Previous Registrations

• 2002-05-28 → 2022-08-29
  Park Avenue Securities Llc
  Plains, PA
  Plains, PA
  Wilkes Barre, PA
  Lancaster, PA

Other Businesses

1)NAME:ARTHUR DAUBE, INV REL:Y ADDR: @ RESIDENTIAL ADDRESS ON FILE, NATURE: OUTSIDE INSURANCE POSITION:AGENT START: 1/1/2003, NO HR/MO: 1 NO HR/MO DUR TRADING: 1, DUTIES:LIFE, DISABILITY, LONG-TERM CARE & FIXED ANNUITIES. 2)NAME:ARTHUR DAUBE-SOUND TECHNICIAN, INV REL:N ADDR: @RESIDENTIAL ADDRESS ON FILE, NATURE:LIVE TECHNICIAN FOR LOCAL BANDS AND EVENTS, POSITION:OWNER START: 12/06/2019, NO HR/MO:4 NO HR/MO DUR TRADING:0, DUTIES: LIVE SOUND TECHNICIAN FOR LOCAL BANDS AND EVENTS. 3)NAME:ARTHUR DAUBE-VIDEO PRODUCTION, INV REL: N ADDR: @ RESIDENTIAL ADDRESS ON FILE, NATURE:VIDEO PRODUCTION, POSITION:OWNER, START: 1/1/2004, NO HR/MO: 4 NO HR/MO DUR TRADING:0 DUTIES:SHOOT, EDIT AND PRODUCE VIDEOS.

Exams

• S66 Uniform Combined State Law Examination
  2002-02-06
• S63 Uniform Securities Agent State Law Examination
  2001-04-11

Other Names

• Arthur Edward Daube