Alirio Daniel Rumbos

Employer firm

Nationwide Investment Advisors, LLC CRD 142373

$16.7B regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Nationwide Investment Advisors, Llc

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Current Registrations

Authority	Category	Status	Date
OH	RA	APPROVED	2014-02-10

OH RA
APPROVED

Since 2014-02-10

Branch Locations

One Nationwide Plaza 03-07-202, Columbus, OH 43215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Nationwide Investment Services Corporation	Tampa	FL	05/2008	Present

05/2008 → Present

Nationwide Investment Services Corporation

Tampa, FL

Previous Registrations

2008-06-03 → 2009-02-06

Nationwide Investment Advisors, Llc

Columbus, OH

Other Businesses

--Position: Team RiderCompany/Employer: https://customx.comLocation: 394 Via El Centro Oceanside, CA 92058Start Date: Jul 01, 2023 Hours Devoted Monthly: 1Hours During Trading Hours: 20 Investment Related: No --Position: Team RiderCompany/Employer: Sticky Bumps Location: 1212 Distribution Way, Vista, CA 92081Date: Jul 01, 2023 Hours Devoted Monthly: 20 Hours During Trading Hours: 0 Investment Related: No --Position: Team RiderCompany/Employer: Zinka Location: 394 Via El Centro Oceanside, CA 92058Start Date: Jul 01, 2023 Hours Devoted Monthly: 20 Hours During Trading Hours: 0 Investment Related: No

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-06-07

S65 Uniform Investment Adviser Law Examination

2014-06-07

Other Names

Al Rumbos

View on SEC IAPD