Andy C Khoo

Current Employers

A.I.M. Financial Group, Inc.

Alpharetta, GA • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2006-05-04

GA RA
APPROVED

Since 2006-05-04

Branch Locations

Alpharetta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ohio National Financial Services	Cincinnati	OH	11/2004	Present
The O.N. Equity Sales Company	Cincinnati	OH	11/2004	Present
A.I.M. Financial Group, Inc.	Alpharetta	GA	01/2005	Present

11/2004 → Present

Ohio National Financial Services

Cincinnati, OH
11/2004 → Present

The O.N. Equity Sales Company

Cincinnati, OH
01/2005 → Present

A.I.M. Financial Group, Inc.

Alpharetta, GA

Previous Registrations

2005-01-03 → 2005-12-31

On Investment Management Co

Alpharetta, GA

Other Businesses

1)AIM FINANCIAL GROUP, INC; INVESTMENT RELATED; 990 GREAT RISSINGTON WAY ALPHARETTA GA 30022; REGISTERED INVESTMENT ADVISORY; PRESIDENT; 11/23/2004 TO PRESENT; 100 HOURS PER MONTH; 70 HOURS PER TRADING HOURS; PROVIDE INVESTMENT ADVISE TO CLIENTS THROUGH PRE SALE PLATFORM; PROVIDE INSURANCE ADVISE TO CLIENTS THROUGH DIFFERENT INSURANCE CARRIERS SELL LIFE, HEALTH AND FIXED INSURANCE PROVIDE ESTATE PLANNING ADVISE TO CLIENTS. 2)K&L SERVICE; NOT INVESTMENT RELATED; 990 GREAT RISSINGTON WAY ALPHARETTA GA 30022; TAX PLANNING; VICE-PRESIDENT; 01/15/2006 TO PRESENT; 20 HOURS PER MONTH; PROVIDE TAX PLANNING TO CLIENTS. PROVIDES INSURANCE & TAX PLANNING FOR CLIENTS

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2001-12-10
S63	Uniform Securities Agent State Law Examination	2001-05-05

S65 Uniform Investment Adviser Law Examination

2001-12-10
S63 Uniform Securities Agent State Law Examination

2001-05-05

Designations

View on SEC IAPD