Paul Nicholas Stam

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Morgan Stanley Smith Barney
  Dallas, TX

Previous Registrations

• 2005-07-25 → 2009-06-01
  Morgan Stanley & Co. Llc
  Los Angeles, CA
  Los Angeles, CA
  San Francisco, CA
• 2003-01-02 → 2003-12-31
  Banc Of America Investment Services, Inc.
  Newport Beach, CA

Other Businesses

1. GOLDEN GATE UNIVERSITY COLLEGE OF LAW, 533 MISSION ST., SAN FRANCISCO, CA THE BUSINESS IS NOT INVESTMENT RELATED. THE BUSINESS IS LAW SCHOOL, AND I ACT AS AN ADJUNCT PROFESSOR, TEACHING A ONE UNIT, 5 WEEK COURSE IN INTERNATIONAL ESTATE PLANNING ONCE A YEAR. START DATE WAS FALL 2006. THE CLASS IS 2.5 HOURS PER WEEK FOR 5 WEEKS, SO 12.5 HOURS PER YEAR. I PREPARE APPROXIMATELY 2 HOURS PER WEEK (10 HOURS PER YEAR) DURING NON-SECURITY TRADING HOURS. MY DUTIES ARE TO TEACH THE ONE UNIT COURSE TO APPROXIMATELY 10 GRADUATE STUDENTS. *** 2. AUTHOR, FICTION WRITING; LADERA RANCH, CA; STARTED 9/2011; FICTION WRITING SEEKING AGENT AND PUBLISHER; 0 DURING AND 10- 20 HOURS PER WEEK OUTSIDE OFFICE HOURS; NON SECURITIES RELATED; WRITTEN A NOVEL*** 3. LANGFORD PRESS; WRITING A SECOND NOVEL; FICTION WRITING; SEQUEL TO FIRST NOVEL, 'THE TRUST COMPANY'; LADERA RANCH, CA; 10 HOURS AFTER BUSINESS; 0 DURING BUSINESS; 04/2012; 4. *40672 - University of San Francisco; Investment related No; San Francisco, California; Education; Contractor (proprietor, partner, officer, director, employee, trustee, agent); 08/2022; During business hours: 0; After business hours: 12; Adjunct Professor

Exams

• S66 Uniform Combined State Law Examination
  2002-12-20
• S63 Uniform Securities Agent State Law Examination
  2001-05-23