Matthew Aaron Lusardi

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 10/2017
  Janney Montgomery Scott Llc
  Chicago, IL
• 10/2017 → 08/2019
  Piper Jaffray
  Chicago, IL
• 10/2019 → 03/2020
  Rw Baird
  Chicago, IL
• 07/2020 → 04/2022
  Vining Sparks
  Chicago, IL
• 04/2020 → 06/2020
  Unemployed
  Deerfield, IL
• 04/2022 → 12/2022
  Stifel, Nicolaus & Company, Incorporated
  Chicago, IL
• 12/2022 → 09/2023
  Oppenheimer & Co
  Chicago, IL
• 09/2023 → Present
  Raymond James & Associates, Inc.
  Chicago, IL

Previous Registrations

• 2023-02-10 → 2023-09-15
  Oppenheimer & Co. Inc.
  Chicago, IL
• 2019-10-30 → 2020-04-24
  Robert W. Baird & Co. Incorporated
  Chicago, IL
• 2017-10-11 → 2019-09-03
  Piper Sandler & Co.
  Chicago, IL
• 2016-05-31 → 2017-10-06
  Janney Montgomery Scott Llc
  Chicago, IL
  Philadelphia, PA
• 2016-02-18 → 2016-06-14
  Versatile Capital Management L.L.C.
  Chicago, IL
• 2016-01-22 → 2016-02-17
  Uhlmann Investment Management, L.L.C.
  Skokie, IL
• 2015-11-02 → 2016-02-05
  Hayden Royal
  Chicago, IL
• 2007-02-01 → 2009-02-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 2006-03-06 → 2006-07-17
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
  Atlanta, GA
  Chicago, IL

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-10
• S66 Uniform Combined State Law Examination
  2006-03-03
• S63 Uniform Securities Agent State Law Examination
  2001-06-21

Other Names

• Matt Lusardi