Wayne George Rogers

Current Employers

Employment History

• 12/2012 → 02/2017
  Td Private Client Wealth Llc
  Melville, NY
• 12/2012 → 02/2017
  Td Bank, N.A.
  Melville, NY
• 07/2017 → 09/2018
  City National Bank
  Beverly Hills, CA
• 02/2017 → 07/2017
  Unemployed
  New York, NY
• 09/2018 → Present
  City National Bank
  Beverly Hills, CA

Previous Registrations

• 2013-07-29 → 2017-02-08
  Td Private Client Wealth Llc
  New York, NY
  New York, NY
  Melville, NY

Other Businesses

NAME OF BUSINESS-Orange County Soccer Referee's Association; INVESTMENT RELATED-No; BUSINESS ADDRESS-23193 La Cadena Dr. Suite 103, Laguna Hills, CA 92653; NATURE OF BUSINESS-The specific purpose of this organization is to provide soccer referee training and education, and to provide soccer referee services, with the publicly organized and operating soccer sporting community; POSITION-I am a member of this organization. I am a soccer referee; START DATE-06/26/18; HOURS PER MONTH-6; HOURS DURING TRADING-0; DUTIES-I am a soccer referee who works soccer games assigned to me by an Assignor in the organization. NAME OF BUSINESS-Beach Cities Soccer Referees Association, Inc.; INVESTMENT RELATED-No; BUSINESS ADDRESS-14754 Hardaway Drive, La Mirada, CA 90638; NATURE OF BUSINESS-The specific purpose of this organization is to provide soccer referee training and education, and to provide soccer referee services, with the publicly organized and operating soccer sporting community; POSITION-I am a member of this organization. I am a soccer referee; START DATE-05/09/18; HOURS PER MONTH-6; HOURS DURING TRADING-0; DUTIES-I am a soccer referee who works soccer games assigned to me by an Assignor in the organization. NAME OF BUSINESS-NOCRA; INVESTMENT RELATED-No; BUSINESS ADDRESS-6733 E. Santiago Canyon Road, #165, Anaheim Hills, CA 92618; NATURE OF BUSINESS-The specific purpose of this organization is to provide soccer referee training and education, and to provide soccer referee services, with the publicly organized and operating soccer sporting community; POSITION-I am a member of this organization, North Orange County Referee Association. I am a Referee in Youth Soccer; START DATE-09/01/17; HOURS PER MONTH-32; HOURS DURING TRADING-0; DUTIES-I am a soccer referee.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-07-29
• S63 Uniform Securities Agent State Law Examination
  2001-07-06