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Moors & Cabot, Inc. CRD 594
$3.44B regulatory AUM 10 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Federal Street 19Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2016-10-31 |
Branch Locations
One Federal Street 19Th Floor, Boston, MA 02110 • UNITED STATES
1800 Diagonal Road Suite 440, Alexandria, VA 22314 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Moors & Cabot, Inc. | Alexandria | VA | 01/2001 | Present |
Chairman of Finance Committee, Calvary United Methodist Church, Arlington, VA 1 hour per week, no compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-10-31 |
| S66 | Uniform Combined State Law Examination | 2005-03-23 |
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