James N Howard

Employer firm

Howard Financial Services, Ltd. CRD 107978

$1.40B regulatory AUM 9 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Howard Financial Services, Ltd.

8350 Meadow Road Suite 181, Dallas, TX 75231 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	1994-07-28

TX RA
APPROVED

Since 1994-07-28

Branch Locations

8350 Meadow Rd. Suite 181, Dallas, TX 75231 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Howard Financial Services, Ltd.	Dallas	TX	01/1994	Present
Howard, Llp	Dallas	TX	02/1981	Present

01/1994 → Present

Howard Financial Services, Ltd.

Dallas, TX
02/1981 → Present

Howard, Llp

Dallas, TX

Other Businesses

HOWARD, LLP CPA FIRM PRESIDENT STARTED 02/81 100 HR/MO 50 SECURITY TRADING HRS

Employer firm

Current Employers

Howard Financial Services, Ltd.

Disclosures

Employment History

Other Businesses

Designations

Nearby Firms

Nearby Investors

Nearby Offices

Reviews