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Inactive

John Patrick Drohan

Main Effort Financial, Inc.

Holliston, MA

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Current Employers
Main Effort Financial, Inc.

747 Washington Street, Holliston, MA 01746 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APP_PEND_IARCE 2026-01-01
MA RA APPROVED 2018-10-25
  • IL RA
    APP_PEND_IARCE
    Since 2026-01-01
  • MA RA
    APPROVED
    Since 2018-10-25

Branch Locations

747 Washington Street, Holliston, MA 01746 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial, Inc Brookefield CT 01/2009 03/2019
Main Effort Financial, Inc. Holliston MA 10/2018 Present
Purshe Kaplan Sterling Investments, Inc. Holliston MA 09/2019 11/2021
  • 01/2009 → 03/2019
    Sagepoint Financial, Inc
    Brookefield, CT
  • 10/2018 → Present
    Holliston, MA
  • 09/2019 → 11/2021
    Purshe Kaplan Sterling Investments, Inc.
    Holliston, MA
Previous Registrations
  • 2008-10-31 → 2019-03-07
    Osaic Services, Inc.
    Holliston, MA
  • 2007-01-09 → 2008-10-31
    American General Securities Incorporated
    Houston, TX
    Holliston, MA
    Holliston, MA
Other Businesses

1. Department of Youth and Family Services. Non-Investment Related. 1750 Washington St, suite 6, Holliston, MA 01746. Town Government organization providing counseling and guidance services to the community. Board Member. Start 2/2018. 2hrs/mo, none during trading hours. Board member. 2. Money & The Law (Radio Show). Non-investment related. 770 Washington St, Suite 6, Holliston, MA 01746. Educational and entertaining show discussing legal and financial topics. Co-Host. Start 6/2013. 8hrs/mo, 4hr during trading hours. Educational and entertainment show. 3. Holliston Community Action Fund. Non-Investment Related. 770 Washington St, Suite 6, Holliston, MA 01746. 501(c)3 non-profit providing charitable need based grants and community support. President. Start 9/2018. 20hrs/mo, 0 during trading hours. Oversee activities of organization. 4. Holliston Cable Access TV. Non-Investment Related. 370 Hollis St, Holliston, MA 01746. 501(c)3 non-profit providing local television programming. Board member. Start 1/2018. 10hrs/mo, 2hrs during trading hours. Board member. 5. Downtown 747 Washington Street, LLC. Non-investment related. 747 Washington Street, Holliston, MA 01746. Building Owner. Start 7/2023. 20 hrs/mo. Owns and manages a commercial property, receives rent from the property's tenants.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-11-17
S63 Uniform Securities Agent State Law Examination 2001-05-15
  • S65 Uniform Investment Adviser Law Examination
    2006-11-17
  • S63 Uniform Securities Agent State Law Examination
    2001-05-15

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