William Gerald Smith

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2009 → Present
  Ubs Financial Services Inc
  Raleigh, NC

Previous Registrations

• 2003-01-29 → 2009-03-18
  Banc Of America Investment Services, Inc.
  Raleigh, NC
  Raleigh, NC
  Raleigh, NC

Other Businesses

NAME OF OTHER BUSINESS: Hayes Barton United Methodist Church Permanent Endowment Team / INVESTMENT RELATED?: No / ADDRESS: 2209 Fairview Road, Raleigh, NC / NATURE OF THE BUSINESS: Charity- this is a Methodist church. this is a Methodist church in Raleigh providing outreach and services to its congregation and the community / POSITION: Advisor or advisory group member if advice given may influence an officer/board/ DUTIES: work with the committee to review the church's endowment investments / START DATE: 01/01/2023 / HOURS DEVOTED TO BUSINESS: N/A.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-12-24
• S63 Uniform Securities Agent State Law Examination
  2001-05-08