Kenneth Roy Painter

Employer firm

Strata Wealth Advisors, LLC CRD 285973

$886M regulatory AUM 1 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2003 → 04/2017
  Lincoln National Life Insurance Company
  Dallas, TX
• 05/2003 → 04/2017
  Lincoln Financial Advisors
  Dallas, TX
• 04/2017 → 12/2024
  Mutual Securities, Inc.
  Camarillo, CA
• 04/2017 → Present
  Strata Wealth Advisors, Llc
  Dallas, TX

Previous Registrations

• 2003-05-27 → 2017-05-02
  Osaic Fa, Inc.
  Dallas, TX
  Dallas, TX
  Addison, TX

Other Businesses

1. INSIGHT FLOORING TECHNOLOGIES, LLC., START DATE: 12/14, 940 FORESTGROVE DRIVE, DALLAS TX 75218, TECHNOLOGY BUSINESS/SECRETARY, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 2. EDUCATION WITHOUT BORDERS, CORPORATION, START DATE: 11/07, DALLAS, TX, CHARITY, PRESIDENT, REVIEW PROJECTS THAT HELP UNDER PRIVILAGED KIDS AND ADULTS ATTAIN EDUCATION, NOT INVESTMENT RELATED, 2 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 3. INDEPENDENT INSURANCE AGENT, SOLE PROPRIETOR, START DATE: 06/2003, 8750 NORTH CENTRAL EXPRESSWAY, SUITE 1875, DALLAS, TX 75231, INSURANCE AGENCY/AGENT OF FIXED INSURANCE, NOT INVESTMENT RELATED, 4 HOURS PER MONTH, < 1 HOUR PER DAY DURING TRADING HOURS. 4. KRP HOLDINGS, LLC, START DATE: 02/13/17, DALLAS, TX, HOLDING COMPANY, MANAGING SOLE MEMBER NOT INVESTMENT RELATED, 0 HOURS PER MONTH, 0 HOURS PER DAY DURING TRADING HOURS. 5. LIMESTONE GETAWAY, LLC; NOT INVESTMENT-RELATED; DALLAS, TX; PROPERTY; MANAGER; STARTED 07/2025; LESS THAN ONE HOUR PER MONTH; ZERO HOURS DURING SECURITIES TRADING HOURS; PROPERTY MANAGEMENT.

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-05-21
• S63 Uniform Securities Agent State Law Examination
  2001-06-07

Designations

• Certified Financial Planner