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53 State Street 28Th Floor, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-27 |
Branch Locations
53 State Street, Boston, MA 02109 • United States
8540 Colonnade Center Drive, Raleigh, NC 27615-3052 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-06-03 |
Branch Locations
128 S Tryon Street, Charlotte, NC 28202 • United States
11 West 42Nd Street, New York, NY 10036 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank | New York | NY | 09/2014 | 02/2024 |
| Wells Fargo Advisors | New York | NY | 09/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | New York | NY | 11/2016 | 02/2024 |
| First Citizens Investor Services | Raleigh | NC | 05/2025 | Present |
| Jms Advisory Services | Pelham | NY | 02/2024 | 05/2025 |
| First Citizens Bank | New York | NY | 05/2025 | Present |
| First Citizens Asset Management | Raleigh | NC | 06/2025 | Present |
| Svb Wealth | Raleigh | NC | 06/2025 | Present |
1) FCAM; affiliated IA Firm; 8540 Colonnade Center Drive Raleigh, NC 27615; As a Director Wealth and Brokerage Business Support, I will be meeting with existing and prospective clients to discuss our full range of investment capabilities. Began 6/2/2025 2) SVB WEALTH POSITION: Employee NATURE: SVB Wealth is an affiliated IA firm. INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/02/2025 ADDRESS: 8540 Colonnade Center Drive, Raleigh NC 27615, United States DESCRIPTION: SVB Wealth is an affiliated IA firm.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2001-05-08 |
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