Scott Wesley Mckay

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 08/2019
  Securities America Inc
  Dallas, TX
• 01/2015 → 08/2019
  Securities America Advisors
  Dallas, TX
• 08/2019 → Present
  Lpl Financial
  Dallas, TX

Previous Registrations

• 2015-01-12 → 2019-08-16
  Securities America Advisors, Inc.
  Dallas, TX
  Dallas, TX
• 2012-03-02 → 2015-01-13
  Integrity Alliance, Llc.
  Urbandale, IA
  Dallas, TX
  Oklahoma City, OK
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Dallas, TX
  Lancaster, TX
• 2009-09-08 → 2012-03-15
  Lpl Financial Llc
  Sacramento, CA
  Dallas, TX
• 2008-12-23 → 2009-10-13
  Associated Planners Investment Advisory Inc
  Boston, MA
• 2008-12-23 → 2009-09-08
  Associated Securities Corp.
  Dallas, TX
  San Mateo, CA
• 2008-12-03 → 2009-03-30
  The Retirement Group, Llc
  Dallas, TX
• 2006-10-18 → 2008-12-31
  The Retirement Group
  Dallas, TX
• 2008-09-18 → 2008-12-02
  Ssn Advisory, Inc.
  Dallas, TX

Other Businesses

1)08/2019 - DBA for LPL Business (entity for LPL business) - 4 POINTS PLANNING - 100% - INVESTMENT RELATED - DALLAS, TX 75287 2)08/2019 - Non-Variable Insurance - SCOTT MCKAY - 20% - INVESTMENT RELATED - DALLAS, TX 75231

Exams

• S65 Uniform Investment Adviser Law Examination
  2006-07-05
• S63 Uniform Securities Agent State Law Examination
  2001-05-29

Designations

• Certified Financial Planner