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William Leo Schaffler

Robert W. Baird & Co. Incorporated

Dallas, TX

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-09-17
TX RA APPROVED 2012-11-12
  • FL RA
    APPROVED
    Since 2018-09-17
  • TX RA
    APPROVED
    Since 2012-11-12

Branch Locations

8333 Douglas Ave Ste 1000, Dallas, TX 75225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Robert W Baird Dallas TX 10/2012 Present
  • 10/2012 → Present
    Robert W Baird
    Dallas, TX
Previous Registrations
  • 2007-05-29 → 2012-10-23
    Citigroup Global Markets Inc.
    Chicago, IL
    Long Island City, NY
    Tampa, FL
    San Antonio, TX
    Plano, TX
    Dallas, TX
    Allen, TX
    Dallas, TX
    Frisco, TX
    Allen, TX
    Dallas, TX
    Plano, TX
  • 2006-04-24 → 2007-05-29
    Citicorp Investment Services
    Plano, TX
  • 2005-11-29 → 2006-04-03
    Chase Investment Services Corp.
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-10-14
S63 Uniform Securities Agent State Law Examination 2001-05-29
  • S66 Uniform Combined State Law Examination
    2005-10-14
  • S63 Uniform Securities Agent State Law Examination
    2001-05-29
Other Names
  • Will Schaffler

View on SEC IAPD

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