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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2018-10-09
  • VA RA
    APPROVED
    Since 2018-10-09

Branch Locations

2101 Parks Ave Suite 701, Virginia Beach, VA 23451 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Norfolk VA 01/2001 10/2018
Raymond James Financial Services, Inc Virginia Beach VA 10/2018 Present
Raymond James Financial Services Advisors, Inc Verginia Beach VA 10/2018 Present
Cape Henry Private Wealth Group Virginia Beach VA 10/2018 Present
  • 01/2001 → 10/2018
    Merrill Lynch
    Norfolk, VA
  • 10/2018 → Present
    Raymond James Financial Services, Inc
    Virginia Beach, VA
  • 10/2018 → Present
    Verginia Beach, VA
  • 10/2018 → Present
    Cape Henry Private Wealth Group
    Virginia Beach, VA
Previous Registrations
Other Businesses

Name of Business : Cape Henry Private Wealth Group - Address: Virginia Beach, VA - Nature of the Business: Support Company/DBA (Non-Owner) - Position/Title: Financial Advisor - Investment Related: No - Start Date: 10/04/2018 - Hours per month devoted to this business: 0 - Hours per month devoted to this business during trading hours: 0 - Description of duties: Financial Planning and Investments.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-10-12
  • S66 Uniform Combined State Law Examination
    2001-10-12
Other Names
  • Frank J Mcdonnell

View on SEC IAPD

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