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Mountain View, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-07-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scundi Investment Management, Llc | Cupertino | CA | 03/2009 | Present |
| Niemann Capital | Scotts Valley | CA | 01/2011 | Present |
| Quasar Distributors, Llc | Milwaukee | WI | 02/2012 | Present |
HOLDER OF A GENERAL BUILDING CLASS B LICENSE AND USES IT IN A LIMITED SIDE-BUSINESS, COMPLETING LIMITED EXTERNAL, AD HOC CONSTRUCTION PROJECT WORK; 10-20 HRS PER MONTH; NOT DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-03-22 |
| S65 | Uniform Investment Adviser Law Examination | 2007-07-18 |
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