Best Investors Account Sign in
Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-01-03
  • TX RA
    APPROVED
    Since 2014-01-03

Branch Locations

333 Ludlow St Ste 6, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Ins Co Milwaukee WI 04/1994 Present
Northwestern Mutual Investment Services, Llc Dallas TX 07/1999 Present
Other Businesses

1. 100% OWNER, BEILIN GROUP, LLC, LEGAL ENTITY FORMED FOR MANAGEMENT OF NETWORK OFFICE, INVESTMENT RELATED, STARTED 1/1/19, 0-5 HRS PER MONTH. 2. 100% OWNER BEILIN GROUP ABB LLC, BUSINESS OWNERSHIP/SELF EMPLOYED LEGAL ENTITY, FIELD MANAGEMENT ENTITY RECEIVING WMC-RELATED OVERRIDES, START DATE: 3/31/2019, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RECEIVE WMC COMMISSION OVERRIDES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-12-27
S63 Uniform Securities Agent State Law Examination 2007-09-14
  • S66 Uniform Combined State Law Examination
    2013-12-27
  • S63 Uniform Securities Agent State Law Examination
    2007-09-14

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Stamford, CT

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor