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Garrick Anton Straub

State Farm Investment Management Corp.

Cold Spring, KY

CRD 4361698

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Employer firm

State Farm Investment Management Corp. CRD 3487

$12.9B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)

From the firm’s Form ADV. Read the guides:

Current Employers
State Farm Investment Management Corp.

One State Farm Plaza B-2, Bloomington, IL 61710-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-04-02
KY RA APPROVED 2025-04-02
OH RA APPROVED 2025-04-02
  • IN RA
    APPROVED
    Since 2025-04-02
  • KY RA
    APPROVED
    Since 2025-04-02
  • OH RA
    APPROVED
    Since 2025-04-02

Branch Locations

Cold Spring, Ky, Usa, 41076 Suite 107, Cold Spring, KY 41076 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
State Farm Vp Management Corp Cold Spring KY 10/2007 Present
Garrick Straub Insurance Agency Cold Spring KY 10/2007 Present
State Farm Investment Management Corp Cold Spring KY 04/2025 Present
  • 10/2007 → Present
    State Farm Vp Management Corp
    Cold Spring, KY
  • 10/2007 → Present
    Garrick Straub Insurance Agency
    Cold Spring, KY
  • 04/2025 → Present
    Cold Spring, KY
Other Businesses

1) KATALYST TALENT AGENCY; NON-INVESTMENT-RELATED; 3037 DIXIE HWY, SUITE 214 EDGEWOOD, KY 41017; OTHER - VOICE OVER REPRESENTATION; INDEPENDENT CONTRACTOR; 11/12/2011; 5; 0; VOICE OVER REPRESENTATION/VOICE OVER TALENT. 2) Western Kentucky University; non-investment-related; 1 Big Red Way, Bowling Green, KY 42101; Education; Adjunct instructor; 9/1/19; 0%; no duties; 0;4. 3) Garrick Straub's Insurance Agency; Insurance Agency; Investment-related; 4135 Alexandria Pike Ste 107 Cold Spring, KY 41076-6801; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 10/01/2007; 80; 80; Service customers and supervise employees

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-03-22
S63 Uniform Securities Agent State Law Examination 2001-05-04
  • S65 Uniform Investment Adviser Law Examination
    2025-03-22
  • S63 Uniform Securities Agent State Law Examination
    2001-05-04

View on SEC IAPD

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