Cortney Heykoop

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2016 → 10/2016
  Unemployed
  Leesburg, VA
• 10/2016 → 09/2018
  New York Life Insurance Co
  Vienna, VA
• 12/2016 → 09/2018
  Nylife Securities Llc
  Vienna, VA
• 09/2018 → 01/2024
  Woodbury Financial Services Inc
  Leesburg, VA
• 01/2024 → Present
  Osaic Wealth, Inc.
  Leesburg, VA

Previous Registrations

• 2019-11-20 → 2024-01-19
  Woodbury Financial Services, Inc.
  Leesburg, VA
  Leesburg, VA
  Fairfax, VA
  Leesburg, VA
  Leesburg, VA
• 2004-06-11 → 2006-06-06
  Chevy Chase Financial Services
  Bethesda, MD

Other Businesses

1. THE IRREVOCABLE LIVING TRUST OF PATRICIA JEAN O'LEARY POSITION: Trustee NATURE: Trust for estate planning purposes of my mother Patricia O'Leary INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 06/01/2015 ADDRESS: 367 North Shore Drive, Swanton MD 21561 DESCRIPTION: Assist my mother with any banking, saving or investing needs 2. CORTNEY HEYKOOP POSITION: Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/14/2018 ADDRESS: 43177 Nikos St, Leesburg VA 20176 DESCRIPTION: Insurance Sales 3. GWM HOLDINGS/MCANLLEN FAMILY TRUSTS POSITION: Committee Trustee NATURE: Family Trust for the benefit of my mother. Trust holds the family business interests (construction companies and section 8 housing) I serve as one of 5 committee members serving as the managing trustees. Trust paperwork will not be updated to list the committee until current trustee passes away due to high cost of altering existing loan documents. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2020 ADDRESS: Park Avenue, Washington PA 15301 DESCRIPTION: Monthly board meetings and emailing of topics that need to be addressed between meetings. I am not a beneficiary of the trust, my mother is. I receive under $200/month in compensation for my time. 4. BALANCING LIFE ISSUES POSITION: trainer NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/12/2022 ADDRESS: 1 Depot Square, Ossining NY 10562 DESCRIPTION: I will provide training as part of a human resources outsourced department. The training will be based on various financial and non-financial topics. None will be a sales activity as that is strictly prohibited 5. CLOVER LEAF WEALTH STRATEGIES POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 11/21/2024 ADDRESS: 43177 Nikos St, Leesburg VA 20176 DESCRIPTION: Providing Community and Home-Based Services for Medicaid Patients surrounding independent living skills of money management. This will include coaching, follow up and speaking. 6. THE ARC OF LOUDOUN POSITION: Treasurer Board of Directors NATURE: Corporate Non Profit INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2022 ADDRESS: 601 Catoctin Circle NE, Leesburg VA 20176, United States DESCRIPTION: Assist with the vision, planning and development. While I serve as treasurer, I have no access to accounts and am not a signer on any accounts. The non profit employees a comptroller who takes all necessary actions. I am just serving in an advisory role and reporting out to the rest of the board any actions taken by staff. 7. CLOVER LEAF WEALTH STRATEGIES POSITION: Self Directed Estate Planning NATURE: This is using the Osaic/Firm approved estate client directed estate planning software. Clients will be paying Clover Leaf Wealth which is an S Corp (LLC) for access to this portal/software INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 12/01/2025 ADDRESS: 43177 Nikos St, Leesburg VA 20176, United States DESCRIPTION: Wealth.com provides my clients with client lead, advisor directed, legal services to produce estate planning documents. This is a service I will offer my clients under my DBA 8. CLOVER LEAF WEALTH STRATEGIES POSITION: Accounting/Tax Preparation Services NATURE: LLC S cop election INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/15/2026 ADDRESS: 43177 Nikos St, Leesburg VA 20176, United States DESCRIPTION: Oversee CPA who will be doing tax preparation services for our clients

Exams

• S65 Uniform Investment Adviser Law Examination
  2019-11-12
• S63 Uniform Securities Agent State Law Examination
  2017-02-06

Other Names

• Cortney Jean O'LEary
• Cortney Jean Heykoop