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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-07-19 |
| OR | RA | APPROVED | 2022-01-03 |
Branch Locations
8050 Sw Pfaffle Street Ste. 100, Tigard, OR 97223 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pacific West Securities, Inc. | Renton | WA | 03/2009 | 12/2021 |
| Pacific West Financial Consultants, Inc. | Renton | WA | 03/2009 | 12/2021 |
| Cetera Advisors Llc | Denver | CO | 01/2013 | 12/2021 |
| Cascadia Advisory Services, Llc | Portland | OR | 08/2019 | 12/2021 |
| Cetera Advisors | Portland | OR | 02/2012 | 12/2021 |
| Mariner Wealth Advisors | Portland | OR | 12/2021 | Present |
| Msec, Llc | Portland | OR | 12/2021 | Present |
MSEC, LLC; Investment Related, 5700 W. 112th St., Suite 500, Overland Park, KS 66211, Registered Representative, Start Date: 12/2021, 40 hrs. per week during securities hours. Mariner Wealth Advisors; Investment Related, 5700 W. 112th St., Suite 500, Overland Park, KS 66211, Investment Advisor Representative, Start Date: 12/2021 40 hrs. per week during securities hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-02-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-03 |
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