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Brian Todd Richardson

Wells Fargo Clearing Services, LLC

Bellevue, WA

Seattle, WA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-02-16
WA RA APPROVED 2011-01-03
  • TX RA
    APPROVED_RES
    Since 2022-02-16
  • WA RA
    APPROVED
    Since 2011-01-03

Branch Locations

555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States

999 3Rd Ave 40Th Fl [Wh/Wk-Rbo], Seattle, WA 98104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bellevue WA 01/2011 11/2016
Wells Fargo Clearing Services, Llc Bellevue WA 11/2016 Present
Previous Registrations
  • 2008-11-19 → 2011-01-03
    Wells Fargo Investments, Llc
    Bellevue, WA
  • 2008-06-25 → 2008-11-25
    Wamu Investments, Inc.
    Bellingham, WA
    Redmond, WA
    Woodinville, WA
    Monroe, WA
    Bellingham, WA
    Bellingham, WA
    Bellingham, WA
    Bellingham, WA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-24
S63 Uniform Securities Agent State Law Examination 2001-05-18
  • S65 Uniform Investment Adviser Law Examination
    2008-06-24
  • S63 Uniform Securities Agent State Law Examination
    2001-05-18

View on SEC IAPD

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Other Offices

BASECAMP WEALTH ADVISORS, LLC · BELLEVUE, WA
THREADLINE WEALTH · BELLEVUE, WA
SCS · BELLEVUE, WA
STEWARD CAPITAL LLC. · BELLEVUE, WA
GALLAGHER FIDUCIARY ADVISORS, LLC · Bellevue, WA
LPL FINANCIAL LLC · BELLEVUE, WA
LIDO · BELLEVUE, WA
FOCUS PARTNERS WEALTH, LLC · Bellevue, WA

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