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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-06-18 |
| FL | RA | APPROVED | 2001-07-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch,Pierce,Fenner&Smith Nc | Pensacola | FL | 01/2000 | Present |
I*2589262, Entity Type: , Name of OBA: R A H, Address: Milton, Florida, 32583, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/01/2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*3387266 Entity Type: N/A Name of OBA: Emerald Coast Jeepers Address: Milton, Florida, 32583 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 2, Monthly Number of Hours during trading: 0, Monthly Duties: club of Jeep owners that get together for Jeep rides and some civic participation take notes of the meetings; keep lists of members
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2001-08-01 |
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