Steven E Crouch

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2013 → 02/2021
  Bb&T Securities, Llc
  Warrenton, VA
• 02/2021 → 07/2021
  Truist Investment Services, Inc.
  Warrenton, VA
• 02/2021 → 07/2021
  Truist Advisory Services, Inc.
  Atlanta, GA
• 07/2021 → 04/2025
  B. Riley Wealth Management
  Memphis, TN
• 07/2022 → 04/2025
  B. Riley Wealth Advisors, Inc.
  Memphis, TN
• 04/2025 → Present
  Stifel, Nicolaus & Company, Incorporated
  Warrenton, VA

Previous Registrations

• 2022-08-08 → 2025-04-07
  B. Riley Wealth Advisors, Inc.
  Warrenton, VA
• 2021-07-27 → 2022-12-31
  B. Riley Wealth Management
  Bryn Mawr, PA
  Warrenton, VA
  Warrenton, VA
  Memphis, TN
• 2021-02-17 → 2021-07-27
  Truist Advisory Services, Inc.
  Atlanta, GA
• 2013-01-02 → 2021-02-17
  Bb&T Securities, Llc
  Warrenton, VA
  Richmond, VA
  Richmond, VA
• 2012-02-29 → 2013-01-02
  Scott & Stringfellow, Llc
  Warrenton, VA

Other Businesses

**Alice Johnson Meadows Trust; Investment related; 560 Broadview Avenue, Suite 100, Warrenton VA 20186; With the help of the commissioner of accounts I disburse funds from the Trust to Alice or on her behalf; Trustee; 15 hrs/month devoted 4 during securities trading hrs. 1. ABC & J LLC; 388 Waterloo St Warrenton VA 20186; Rental Property; Partnership owns a shopping center and collects rents and upkeeps property; I am the bookkeeper. I watch spending, collect rents and pay administrative bills(water, power, and taxes); 06/01/2012; 8.00hrs/month; Not during securities trading hours; Investment-Related 2. Fauquier Community Coalition; 41 W Lee Highway Warrenton VA 20186; Serve the poor in Fauquier county through providing firewood, car repair, home repair and various immediate help services; Treasurer; Review spending by workers. Pay administrative bills. Compile a Treasurers report monthly; 01/07/2016; 2.00hrs/month; Not during securities trading hours; Investment-Related 3. Rental Property; 6308 Lee Hwy Access Rd Warrenton, VA 20187; Owner; Collect rent and provide maintenance; 11/15/2024; 1 hr/month; Not during securities trading hours; Investment-Related 4. Rental Property; 411 Denning Ct Warrenton, VA 20186; Owner; Collect rent and provide maintenance; 08/18/2021; 1 hr/month; Not during securities trading hours; Investment-Related 5. Rental Property; 435 Ridge Ct Warrenton, VA 20186; Owner; Collect rent and provide maintenance; 03/17/2020; 1 hr/month; Not during securities trading hours; Investment-Related 6. Rental Property; 2220 Forsythia Dr Culpeper, VA 20701; Owner; Collect rent and provide maintenance; 08/28/2020; 1 hr/month; Not during securities trading hours; Investment-Related 7. Rental Property; 1829 Picadilly Circus Culpeper, VA 20701; Owner; Collect rent and provide maintenance; 05/20/2022; 1 hr/month; Not during securities trading hours; Investment-Related 8. Rental Property; 1808 Soho Court Culpeper, VA 20712; Owner; Collect rent and provide maintenance; 03/07/2014; 1 hr/month; Not during securities trading hours; Investment-Related 9. Notary; 6814 Travelers Way Warrenton VA 20187; Notarizing documents; Verify identity, record, and sign; 04/11/2022; 1 hr/month; During security trading hours; Not Investment-Related

Exams

• S65 Uniform Investment Adviser Law Examination
  2012-02-27
• S63 Uniform Securities Agent State Law Examination
  1999-12-07

Other Names

• Steven E Crouch