James Garland Haynes

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 03/2017
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Jacksonville, FL
• 03/2017 → Present
  Wells Fargo Clearing Services, Llc
  Ponte Vedra Beach, FL

Previous Registrations

• 2005-04-01 → 2017-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Saint Augustine, FL
  Jacksonville, FL
  Jacksonville, FL
• 2001-04-20 → 2004-09-09
  Banc Of America Investment Services, Inc.
  Jacksonville, FL

Other Businesses

TEAM Z AT MOONSHINE LANDING, LLC, INVT RELATED, PONTE VEDRA, FL, 3% OWNERSHIP, START DATE 6/28/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, SILENT INVESTOR. POWER OF ATTORNEY FOR MOTHER; INV RELATED;GAINESVILLE,FL; POWER OF ATTORNEY FOR MOTHER; POWER OF ATTORNEY/CO-POWER OF ATTORNEY; START DATE: 08/14/2026; 3 HRS PER MONTH; 3 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2002-12-28
• S63 Uniform Securities Agent State Law Examination
  2001-12-18