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Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2010-12-08
  • DE RA
    APPROVED
    Since 2010-12-08

Branch Locations

Citi Private Bank 300 South Grand Avenue, Suite 3130, Los Angeles, CA 90071 • United States

Citi Private Bank, The Brandywine Building 1000 N West Street, 4Th Floor, Wilmington, DE 19801 • United States

Downingtown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Wilmington DE 06/2010 Present
  • 06/2010 → Present
    Citigroup
    Wilmington, DE
Previous Registrations
  • 2009-04-17 → 2010-06-09
    New York, NY
  • 2008-05-01 → 2008-10-02
    Lehman Brothers Inc.
    New York, NY
    New York, NY
  • 2006-08-17 → 2008-04-01
    Fortigent, Llc
    Radnor, PA
  • 2005-11-02 → 2006-08-17
    Lydian Wealth Management Company, Llc
    Radnor, PA
  • 2004-04-01 → 2005-06-29
    Veritable Lp
    Edgemont, PA
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-04-23
S65 Uniform Investment Adviser Law Examination 2004-03-31
  • S63 Uniform Securities Agent State Law Examination
    2008-04-23
  • S65 Uniform Investment Adviser Law Examination
    2004-03-31

View on SEC IAPD

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