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Lawrence C. Paddock

Thompson Creek Wealth Advisors

Baton Rouge, LA

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Current Employers
Thompson Creek Wealth Advisors

Baton Rouge, LA • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-10-13
LA RA APPROVED 2009-11-30
  • TX RA
    APPROVED
    Since 2015-10-13
  • LA RA
    APPROVED
    Since 2009-11-30

Branch Locations

Baton Rouge, LA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thompson Creek Wealth Advisors St. Francisville LA 08/2009 Present
Previous Registrations
  • 2001-05-03 → 2003-10-31
    Morgan Stanley Dw Inc.
    Ft. Worth, TX
Other Businesses

1) Pelican to Mars; Member; Non Investment related; Location: 2678 Government Street Baton Rouge LA 70806; Description: Cocktail Bar; Responsibilities: General Oversight, Strategic Planning; Start date: 2019-07-19; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 20; Percentage of total yearly compensation expected to be derived from the business: 0. 2) Bar Napkin Ink, LLC; Member; Non Investment related; Location: 5110 Corporate Blvd Baton Rouge LA 70808; Description: Cocktail Bar; Responsibilities: General Oversight; Start date: 2016-11-14; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 4; Percentage of total yearly compensation expected to be derived from the business: 0. 3) Mor Yay Music. LLC; Member; Non Investment related; Location: 4920 Freret St New Orleans LA 70115; Description: Owns a closed Music Venue. In process of being sold; Responsibilities: Disposing of asset and closing business; Start date: 2020-08-21; Hours per month devoted to business during trading hours: 2; Hours per month devoted to business outside trading hours: 1; Percentage of total yearly compensation expected to be derived from the business: 0; 4) Harper's Lament, LLC; Manager; Non Investment related; Location: 1050 Camelia Ave BATON ROUGE LA 70806; Description: Hold Co to allow the receipt of producers fees from productions; Responsibilities: Minimal; Start date: 2022-06-22; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 10; Contact person at the organization: Chris Tayeh. 5) New Southern Ventures; Partner; Non Investment related; Location: 1050 Camelia Ave Baton Rouge LA 70806-6658; Description: Holding company for interest in other entities; Responsibilities Duties: Very Little as it is basically a holding company for other entities; Start date: 2018-06-06; Hours per month devoted to business during trading hours: 1; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 0.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-05-02
  • S66 Uniform Combined State Law Examination
    2001-05-02
Other Names
  • Lawrence Caston Paddock
  • Lance Paddock
  • Lance Paddock

View on SEC IAPD

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