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Robert L Busby

Ameriprise Financial Services, LLC

Atlanta, GA

Atlanta, GA

CRD 4361255

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-07-06
TX RA APPROVED 2021-07-01
  • GA RA
    APPROVED
    Since 2021-07-06
  • TX RA
    APPROVED
    Since 2021-07-01

Branch Locations

3333 Piedmont Rd Ne Ste 2050, Atlanta, GA 30305-1713 • United States

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hilton Head SC 04/2011 11/2016
Wells Fargo Clearing Services, Llc Hilton Head SC 11/2016 07/2021
Ameriprise Financial Services, Llc Atlanta GA 07/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2001-03-29
  • S66 Uniform Combined State Law Examination
    2001-03-29
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

LIQUID STRATEGIES, LLC
HB WEALTH
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Nearby Investors

PARIMAL H PATEL
CLAYTON SHAWN GIBSON
FRANK THOMAS WATERSON

Nearby Offices

LIQUID STRATEGIES, LLC · ATLANTA, GA
HB WEALTH · ATLANTA, GA
BISON WEALTH, LLC · ATLANTA, GA

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