Best Investors
Account
Sign in
Best Investors
Account
Sign in
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2017-03-25 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
2045 S Glenstone Ave Suite 210, Springfield, MO 65804 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Minnetonka | MN | 07/1999 | 03/2017 |
| Mml Investors Services, Llc | Springfield | MO | 03/2017 | Present |
| Massmutual Life Insurance Co | Springfield | MO | 07/2016 | Present |
(1) Independent Insurance Agent - Fixed Annuities, Life, Accident/Health, and Medical Related Products - from business address - 1 security hours and 0 non security hours - since 03/2016 (2) NAME: CLAUDE RIVERS AND THELMA RUFF BRIGANTINE QUARTERS HILTON HEAD UNIT 266 C ROTATION INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: RENTAL INCOME POSITION: CO-OWNER START: 02/13/2021 NO HRS/MO: .5 NO HRS/MO DUR TRADING: 0 DUTIES: PROVIDE LIST OF AVAILABLE WEEKS TO MANAGEMENT COMPANY, PROVIDE NAME OF RENTERS TO MANAGEMENT COMPANY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-07-13 |
| S63 | Uniform Securities Agent State Law Examination | 1999-08-12 |
Reach out to this advisor