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Richmond Gilbert Bernhardt

Captrust

Atlanta, GA

CRD 4360799

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Employer firm

Captrust CRD 175112

$1.24T regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-04-15
GA RA APPROVED 2015-04-09
  • NC RA
    APPROVED
    Since 2015-04-15
  • GA RA
    APPROVED
    Since 2015-04-09

Branch Locations

Atlanta, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Partners Llc (Captrust) Raleigh NC 09/2003 Present
Capfinancial Securities Llc Raleigh NC 10/2003 05/2023
  • 09/2003 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 10/2003 → 05/2023
    Capfinancial Securities Llc
    Raleigh, NC
Previous Registrations
  • 2004-01-03 → 2015-04-22
    Capfinancial Securities, Llc.
    Atlanta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-12-31
S63 Uniform Securities Agent State Law Examination 2001-06-15
  • S65 Uniform Investment Adviser Law Examination
    2003-12-31
  • S63 Uniform Securities Agent State Law Examination
    2001-06-15
Other Names
  • Rick Bernhardt

View on SEC IAPD

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